Pass Your RES 12B Exam On Your First Attempt!

RES 12B Prep Course

  • 1 MONTH FULL Access

  • LATEST Question Bank & Mock Exams

  • 2000 + Questions (Updated April 2026)

  • FREE Cheat Sheet

$69

Course Content

✔️ 1 MONTH FULL Access:

Receive our dedicated question bank with over 2000 questions, answers, and detailed explanations for each individual exam paper you purchase. Cover the ENTIRE syllabus and build your foundational knowledge at your own pace.

✔️ FREE Cheat Sheet for Every Paper:

Receive our exclusive Cheat Sheet for each paper! This powerful study guide distills the entire syllabus into the most critical points, formulas, and definitions, making it the perfect tool for quick and effective last-minute revision.

✔️ UPDATED Mock Exams & Question Bank:

Experience real exam conditions with mock tests that replicate the actual paper's time limits, question counts, and passing marks. Unlimited attempts allowed to perfect your strategy.

RES 12B Prep Course

  • 1 MONTH FULL Access

  • LATEST Question Bank & Mock Exams

  • 2000 + Questions (Updated April 2026)

  • FREE Cheat Sheet

$69

RES 12B - Rules, Ethics and Skills for Securities and Derivatives Dealers of Non-Exchange Members

Applies to all persons who wish to deal in Securities and Derivatives (Non-Exchange Members

About the Exam
- Format: 60 MCQs (computer-based)
- Duration: 1 hour 30 minutes
- Passing score: 75%
- Estimated Pass Rate: 70-75%
- Study Time: 80-100 hours
- No exemption for RES 12B

Exam Syllabus
Securities-related Rules & Regulations (from RES 1B)
- Licensing, business operations, obligations of securities firms
- Market conduct, insider trading, market manipulation
- Client onboarding, client servicing, best execution
- Central Provident Fund Investment Scheme (CPFIS)
- Prevention of financial crimes / AML / CFT
- Ethical codes, conflict of interest, professional standards
- Skills: communications with clients, disclosures, documentation
- Internal controls, risk management, supervision
Derivatives-related Rules & Regulations (from RES 2B)
- Derivatives markets, types of OTC derivatives (e.g. forwards, swaps, options)
- Regulations specific to derivatives dealing under SFA
- Ethical codes as applied to derivatives
- Best practices (e.g. best execution, trade order handling)
- Risk management relevant to derivatives
- Skills: client suitability for derivatives, disclosures, product features
- Conflicts of interest, reporting, supervision
Common / Overlapping Areas
- Ethics, codes of professional conduct
- Suitability / know-your-client (KYC) obligations
- Conflicts of interest, disclosures
- Internal controls, compliance, supervision
- Prevention of financial crimes, AML / CFT rules
- Skills: interpreting rules, applying them to client scenarios, disclosures, best execution, documentations
- Scenario / case-type application

Exam Prerequisites / Resitting
​ - No prerequisites. Can be retaken immediately.

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Frequently Asked Questions

How is RealisedGains different from just buying mock exam books or PDFs?

Books and PDFs give you static content. RealisedGains gives you a dynamic, intelligent prep experience. Here's what sets us apart:

  • Two practice modes: use the Full Question Bank to learn at your own pace with detailed explanations after every question, or switch to the Timed Mock Exam to simulate the real exam under official time limits.

  • Free Cheat Sheet for every paper — a distilled summary of the entire syllabus for fast, last-minute revision.

  • Practice by chapter so you can focus precisely on your weak spots rather than grinding through everything again.

Our platform is built around how financial candidates actually learn — not just what questions to memorise.

Is the content on RealisedGains updated for the latest 2026 syllabus changes?

Yes — this is our core promise. All question banks and study materials are continuously managed and updated by active financial professionals to reflect the current official syllabus. You'll never be studying from an outdated curriculum.

Who creates the questions in the question bank?

Every question is created and verified by industry veterans and practicing financial professionals. We focus on replicating the style, difficulty, and phrasing of actual exam questions — so on exam day, nothing feels unfamiliar.

Can I use RealisedGains on my mobile phone or tablet?

Yes. Our platform is fully web-based and responsive — it works seamlessly on any device, whether desktop, tablet, or mobile. Practice anytime, anywhere, as long as you have an internet connection.

What's the difference between "Mock Exam" and "Question Bank"?

Both tools are included in every course, but they serve different purposes:

  • Full Question Bank — a paced quiz mode covering every question we have for your paper. You receive instant feedback and detailed explanations after each answer. Ideal for building knowledge and understanding concepts chapter by chapter.

  • Timed Mock Exam — simulates the real exam with official time limits, question counts, and passing marks. Results and explanations are shown only at the end. Unlimited attempts so you can sharpen your exam strategy.

Use the Question Bank to learn; use the Mock Exam to confirm you're ready.

How can I get an extension for my licensing paper?

We can extend your access by 2 months in exchange for a Google Review.

How should I use this course? Which questions should I start with?

Start with the question bank, focusing on the most relevant and latest exam-style questions, which are placed at the front.

Progress through the questions to build your understanding and identify weak areas.

Once you are comfortable, move on to the timed mock exams, which simulate real exam conditions using a randomized selection of questions from the full question bank.

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